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A Series 6 or 7 license may be required in some states. The NASD has no stipulated prerequisites. For more information, visit www.nasaa.org. THE EXAM:.

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    Format: PDFAdobe Acrobat FINRA License Exam Preparation Prepare for the FINRA exam with our comprehensive online. NASD License Study Course Examination Fee Total Or Pay in Full. The Series 6 is a NASD license to sell mutual funds,